Chief Compliance Officer and Director US Operations
Stephen joined Skybound in 2020 to oversee the expansion of the group’s activities in the US and most recently played a pivotal role in leading the group’s investment adviser registration with the SEC. Having spent a substantial portion of his nearly four-decade career with leading global banks such as Royal Bank of Canada, Scotia Capital and TD, he has developed a broad background in Asset Management, Banking, Capital Markets and Trust Operations.
With an MBA in Finance and Strategic policy from Canada’s Schulich School of Business in Toronto, as well as regulatory qualifications in the US and Canada including the Partners, Directors and Officers designation, he brings a seasoned view of the fiduciary requirements and compliance needed for dealing with both high-net-worth individuals and institutional clients. His experience in FX trading, asset manager risk assessment and structuring retail and institutional products provides Skybound with a unique perspective in building a financial services proposition that meets the needs of our clients.
Prior to joining Skybound, Steve served in an executive capacity with a number of US and European asset management firms and demonstrated an ability to facilitate the growth of assets under management while ensuring that the operational infrastructure kept pace with the challenges that come with strong growth. In the future, Steve will play an important role in expanding the footprint of the group not only in the US but in Canada and the Americas as well.
Investing involves risk including the loss of principal. No guarantees of investment performance are offered. Your account values will fluctuate and there will be periods involving negative returns. Investing requires a long term time horizon.
The advice provided by Skybound Wealth Management USA, LLC is provided through a registered investment adviser tailored to suit your individual circumstances and risk appetite. Registration as an investment adviser does not imply a certain level of skill or training.
Skybound Wealth Management LLC is part of the Skybound Wealth Management Group, for all Group regulatory details please visit our regulations page.